SEC drops probe of oven maker's stock options backdating

Posted on November 13, 2008 13:56 by Andy Peters

The Securities & Exchange Commission has dismissed its probe of alleged stock-options backdating violations at Atlanta’s TurboChef Technologies Inc.Subway sandwich

The SEC sent a no-action letter on Nov. 6 to TurboChef’s outside counsel on the internal investigation, Paul, Hastings, Janofsky & Walker partner Walter Jospin.

“We do not intend to recommend any enforcement action by the Commission,” the SEC said in the letter.

The SEC began its investigation in March 2007, according to TurboChef’s 2007 annual report, saying it was looking into the company’s stock option grants dating back to Jan. 1997. In response to the SEC notice, TurboChef hired Paul Hastings as legal counsel, and Deloitte Financial Advisory Services as “forensic accounting experts,” to conduct its internal investigation, the annual report says. TurboChef’s audit committee hired Kramer Levin Naftalis & Frankel partner Thomas Molner as its legal counsel.

As a result of its internal investigation, TurboChef restated its financial results for 2004 and 2005, saying different measurement dates should have been used.

TurboChef in August announced that it would merge with Middleby Corp. in a $200 million deal. Paul Hastings also advised TurboChef on that assignment, with partner Rey Pascual taking the lead role. TurboChef makes high-speed ovens used at Subway and other restaurants.


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Janet ConleyThe Deal Watch Blog is devoted to bringing you the latest news in business law in Atlanta, the Southeast and the U.S. The lead writer is Daily Report associate editor Janet L. Conley.

Janet L. Conley is an attorney who returned to journalism after practicing law with Akin, Gump, Strauss, Hauer & Feld in Washington and with the Georgia Legal Services Program in Atlanta.

During her tenure at the Daily Report, Janet, now the paper's associate editor, has covered law firm economics and management, business and federal courts. In 2007, she received the Georgia Associated Press Story of the Year award and the Atlanta Press Club’s Journalist of the Year award, both for small circulation newspapers, for "Green to Gold," a series of articles on how climate change will alter business and the law.

Janet has written for The American Lawyer magazine and the National Law Journal, among other publications. She also served as managing editor of GC South magazine.

Janet holds a journalism degree from Southern College and a juris doctor degree from the University of Pennsylvania. She lives in Decatur with her husband Mark Harper, also an attorney, and their three children.

She can be reached at jconley@alm.com.

Andy PetersThe contributing writer is Daily Report staff reporter Andy Peters.

Andy Peters has been a journalist since graduating from Furman University in 1992. A short list of the subjects he’s covered includes the Georgia state Legislature, the U.S. semiconductor industry, the Alabama-Florida-Georgia “water wars” litigation, the 1999 American Airlines pilots strike, Coca-Cola and PepsiCo’s battle to acquire the Gatorade sports-drink brand, indie rock music and high school football. Andy has written for Bloomberg News, the New York Times Web site, the Macon Telegraph, the Spartanburg (S.C.) Herald-Journal and the Atlanta Business Chronicle.

Andy has written the Deal Watch column for the Daily Report since March 2006. He was born in Chattanooga, Tenn. in 1971 and grew up in Ringgold, Ga. He lives in Decatur with his wife and two children.

He can be reached at apeters@alm.com.

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